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(The following is a quote posted on Facebook and the exchange that followed it)

“We’re coming to a tipping point… there’s going to be a huge conversation; is government an instrument of good or is it every man for himself? Is there something bigger we want to reach for or is self-interest our basic resting pulse?” -Aaron Sorkin

DK: Each person in our great country gets to reach for something bigger or not.

SH: We are far too individualistic a society. First, our individual welfare depends heavily on how well developed are our institutions for cooperation and coordination of our efforts. Second, our liberty is a function of our unity and social cohesion, not of our disunity and social incoherence, because government isn’t the only potential agent for depriving one of one’s liberty (or life, or property, or happiness), and it’s absence ensures that other, more diffuse predators will plague everyone incessantly. Third, we are primarily expressions of a historically produced collective consciousness, thinking in languages and with concepts, operating through social institutions and utilizing technologies that we did not individually invent, but rather collectively developed over the course of generations. Our “individuality” is a unique confluence and marginal variation of both genetic and cognitive shared material. We are part of something bigger than us, and as big as it, for it flows through us and we flow through it. Government is not arbitrary; it is one valuable social institutional modality, evolved over millennia, to be refined and utilized in ever more useful and liberating ways.

DK: I grew up in a small MA community that still made decisions during annual town hall meetings. There was a strong sense of community and neighbors took care of neighbors. My grandfather was the town’s tax collector (thirty-five years) and he provided that service evenings and weekends from his home (his day job was being a shop foreman). It was very efficient as were many of the other town services, like fire and police (volunteers). Today in that same town many of these same services are full-time and the town has buildings to house them. Is there better service? Nope. But that’s small town America. My point is the closer the government is to the people the better. Our founders knew this and tried to set up a system that limited federal authority. It does allow more individualism, versus collective authority and remote control. In my opinion collectivism just doesn’t work very well (Russia). I don’t want you or anyone else bossing me around. I’ll take care of myself and do more than my fair share to help others who are in need. Only independence leads to self-actualization. As a former trust officer I saw this with trust babies. Money isn’t everything.

SH: If you’re saying that the disintegration of our communities has been horribly bad for America, and that we would be better off working toward recreating such communities again, I not only agree with you, but it is a topic I write on often, and in very specific ways. When I talk about my ideal social movement (which I do at length, in dozens of essays on my blog, Colorado Confluence), reconstructing a specific, modern form of local community is one of the three components I emphasize.

If your suggestion is that the growth in the federal governmental role in our lives is incompatible with this, or the cause of this, then I couldn’t disagree more. The primary causes of the disintegration of local community have been: 1) increased geographic mobility (and the economic incentives for it), 2) increased options for associating with people remotely (thus decreasing the need to associate with neighbors who are dissimilar to oneself), and 3) the same rise in hyper-individualism that is responsible for our diminished willingness to consider government a tool of collective action and collective welfare.

A sense of community may well have been at its height at precisely the same time that we were most willing to utilize and rely on Government as a tool for taking care of one another: During the Great Depression and the New Deal. This is because the two are more inherently compatible and mutually reinforcing than inherently incompatible and mutually inhibiting.

I agree: The closer government is to the people the better. But that’s not a geographic thing, but rather an emotional, attitudinal, and behavioral thing. First, let me point out why it’s wrong as a geographic assertion, and how our history has been, in one sense, the ongoing discovery of why it’s wrong as a geographic assertion.

At the founding of this county, many (not all) of the Founding Fathers were concerned about the potential tyranny of a more remote government, and took for granted that the more local government was more a thing of the people. In many ways, this was a very nationalistic notion, because they thought of their state as their nation (that’s how we came to change the meaning of the word “state” as we have), and they considered governments that weren’t their own true ”national” government to be imperialistic and foreign.

But our history has been one of successive increases of federal power either to increase the federal protection of individual liberty from more local government (e.g., the abolition of slavery and the 14th amendment, which catalyzed a gradual application of the Bill of Rights to state and local government as well as to federal government; the Civil Rights court federal court holdings, federal legislation, and federal enforcement), or to increase the federal role in facilitating individual liberty by increasing opportunities to thrive economically (e.g., the New Deal, the Great Society).

But a larger role for federal government does not have to be an emotionally or socially remote thing. I feel a personal connection to my two U.S. senators (one more than the other) and several of my state’s congressmen (as well as many in the state legislature and state government). In a different way (i.e., without the benefit of actual, personal interaction), I feel a personal connection to President Obama. And all of us who feel that we are in a shared national community feel that we are also in a shared local community. We tend to be more involved locally as well as nationally. I, for instance, made an effort once to reinvigorate my community, to get my neighbors more involved in our local schools and local businesses, to become more of a community. (Ironically, it is in the strongly Republican/Conservative/Libertarian enclaves such as where I live where local communities are weakest, and in the strongly Democratic neighborhoods where local communities are strongest, suggesting again that the correlation you identified is the inverse of reality.)

“Collectivism,” like “socialism” is an inherently overbroad term, and even more so in the way that it is used by modern conservatives. It is used to simultaneously refer to a set of failed totalitarian states, and to the entire corpus of modern developed predominantly capitalist but politically economic hybrid states that are the most successful economies in the history of the world. Every single modern developed nation, without exception, has the enormous administrative infrastructure that invokes those terms from conservatives, and every single one, without exception, had such an infrastructure in place PRIOR TO participating in the historically unprecedented post-WWII expansion in the production of prosperity (pre-empting an insistence that it is an unhealthy and self-defeating by-product of such wealth). In reality, the political economic form that you insist doesn’t work is the only one that ever has, on the modern scale, and the one you insist is the best imaginable has never actually existed and can never actually work.

(Sure, before the New Deal we had a much smaller federal government, but we were already using it in multiple ways to address social problems, including child labor and anti-trust laws. It only resembled the conservative ideal when we lived in a historical period that did not support any other form, due to the state of the economy and of communications and travel.)

Our founders set up a system that had the potential to articulate with and evolve according to the realities of lived history. The Constitution is brilliantly short and highly general, except in the exact design of the governmental institutions, which remain as they were outlined, with some Constitutional modifications since (such as the elimination of slavery and of their infamous designation as 3/5 of a human being, and the direct election of U.S. senators). Our nation is not some stagnant edifice following nothing more than a blueprint which perfectly predicted and mandated every placement of every brick, but rather an organic articulation of our founding principles and documents with our lived history, creating something that is responsive to both simultaneously.

No, this isn’t the America envisioned by Jefferson and Madison. It is a bit more like the one envisioned by Hamilton and Adams, and, in some ways, not nearly as “collectivist” as the one envisioned by Franklin, who considered all private wealth beyond that necessary to sustain oneself and one’s family to belong “to the public, by whose laws it was created.” But, more importantly, it is the one that the articulation of foundational principles with lived history has created. None of us can read the minds of historical figures, or impute to them with confidence what they would think today, but for everyone who says that Jefferson would be revolted by modern America, I say that it may well be that he would be delighted by it, for the ideals he helped to codify gained fuller and deeper expression, through the unexpected mechanism of a stronger rather than weaker federal government, than he was able to imagine possible. (And it was Jefferson; after all, who insisted that our social institutions have to grow and change with the times, for to fail to do so is to force the man to wear the coat which fit him as a boy.)

Community, like a well-functioning and substantial federal government, is, to some extent, all about us as a community, as a people, limiting one another’s actions and pooling resources for mutual benefit. You may not want a government bossing you around, but I don’t want corporations poisoning my air and water because they can increase the profit margin by not “wasting” money on avoiding doing so. You may not want a government bossing you around, but I want a functioning market economy rather than the undermined and unstable one that occurs in the absence of sufficient governmental regulations to ensure that centralized market actors don’t game markets to their enormous profit and to the public’s enormous, often catastrophic, detriment.

Are there challenges to be met while doing so? Does the resolution of problems create new problems to be resolved? Absolutely. Does that mean that we should rely on the never-adequate system of private charity to confront deeply embedded and horribly unjust poverty and destitution, rather than confront it as a people, through our agency of collective action, our government? Absolutely not.

Buy my e-book A Conspiracy of Wizards

Buy my e-book A Conspiracy of Wizards

(This essay originated as a response to a Libertarian commenting on another Libertarian’s Facebook page, making the familiar argument about why Jeffersonian democracy, emphasizing minimal government, was both the intention of our Founding Fathers, and is the best form of government possible.)

As you might have gathered, I like the dialectic, so here’s both the antithesis to your thesis, and the synthesis of the two:

Adams, Franklin, and Hamilton wanted stronger central government than Jefferson did (thus, the first incarnation of our perennial, unintended and undesired,l two-party system was Jefferson’s Democratic-Republicans v. Hamilton/Adams’ Federalists, the latter pretty much meaning the opposite of what it does today: a strong federal government). The country was a product of these competing views, and has continued to be carved on the lathe of a similar dichotomy throughout its history, to excellent effect. The Constitution itself was the first victory for the “stronger federal government” side, requiring convincing a population that considered each state a sovereign…, well, “state,” in the original and still used sense of a sovereign political unit.

These arguments to a reluctant public were made, most cogently and famously, in The Federalist Papers, a collection of essays by Alexander Hamilton, James Madison, and John Jay arguing for the need to create a sufficiently strong central government. This was in response to the failed Articles of Confederation, which did not provide a sufficiently strong central government.

The history of the country ever since has been one of a punctuated growth in power of the central government. I know that I just stated your major contention, but I don’t see it as a necessarily bad thing, or a betrayal of our founding philosophy: It is, rather, the articulation of lived history with founding principles, since the latter guided the process and form of the former. We retained strong protections for individual rights within the context of that strong federal government: Free speech, freedom of assembly, freedom to organize, freedom of press, freedom of religion, protections from police (i.e., state) overreach into our private lives.

In fact, the stronger federal government has been primarily responsible for, and grew in response to the demand for, the extension of those protections of individual liberty; extending them to categories of people to whom they had been denied, and extending them to protect people from the overreaches of individual states as well as the federal government.

The genealogy of Libertarianism, and the argument on which it depends, while exalted by its association with Jefferson, is in fact characterized more by its defense of inequality and injustice (see also The History of American Libertarianism). From the ratification of the Constitution to the Civil War, it was the argument of slave owners resisting the abolition of slavery, the southern statesman John C. Calhoun famously arguing in Union and Liberty that a commitment to “liberty” and to the protection of “minorities” required the protection of the “liberty” of the “minority” southerners to own slaves! This argument was the argument of the “states’ rights,” small federal government ideological camp. That camp lost by losing the Civil War and by the abolition of slavery.

From the Civil War to the Civil Rights Era, the states’ rights, small federal government ideology was invoked to preserve Jim Crow and resist the enforcement of Constitutional guarantees to protect the rights of minorities (in the modern sense of the word), especially African Americans. That camp lost by a series of Supreme Court holdings (most notably Brown v. Board of Education) and the passage of The Civil Rights Act of 1964 (by which President Lyndon B. Johnson knowingly and willingly lost southern whites, who had until then formed a major branch of the Democratic Party, to the Republican Party, where they have since resided, and continue to comprise a large portion of the adherents to this perennial ideology).

Contemporary Libertarianism is the logical next step in this progression, after having resisted the abolition of slavery in the name of “liberty,” and the passage of Civil Rights legislation and Court holdings in the name of “liberty,” it now opposes the further confrontation of the legacy of that racist and discriminatory history by insisting, falsely, that “we’re all equal now, so any attempt to address, as a nation, the injustices still embedded in our political economy and culture is a deprivation of the liberty of those against whose interests it is to do so.” In other words, just as in those previous incarnations throughout our history, this particular concept of “liberty” still means “my liberty to screw you.”

Libertarians, conveniently, don’t see it this way, because it is a passive “screwing,” one that involves leaving in place institutionalized, but not legally reproduced, inequities and injustices. It is, as it has been before, the insistence that “we’ve done enough, and need do no more,” just as the defenders of slavery considered acquiescing to a national constitution was enough, and the defenders of racism considered acquiescing to abolition was enough, modern Libertarians think that acquiescing to a formal, legal end to racial discrimination is enough,and that it is an affront to their “liberty” to attempt to address as a nation, as a polity, the non-legally reproduced but deeply entrenched inequality of opportunity that persists in our country (see, e.g., The Paradox of Property).

This national commitment to ever-deepening and ever-broadening Liberty, including equality of opportunity without which liberty is, to varying degrees and in varying ways, granted to some and denied to others, involves more than just the African American experience: It involves women, Native Americans, gays, practitioners of disfavored religions (such as Islam), members of ethnic groups who are most highly represented in the current wave of undocumented immigration (such as Hispanics), basically, “out-groups” in general. It’s no coincidence that Libertarianism is so closely linked to Christian Fundamentalism and militant nationalism: It is an ideology that focuses on a notion of individual liberty that is, in effect and implementation, highly exclusive and highly discriminatory. (There are, it should be noted, branches of Libertarianism which are more internally consistent, and, at least, reject these overt hypocrisies, while still retaining the implicit, passive, retention of historically determined inequality of opportunity described above.)

History has demanded increasing centralization of powers for other reasons as well: an increasingly complex market economy with increasingly difficult-to-manage opportunities for centralized market actors to game markets in highly pernicious ways (due to information asymmetries); increasingly pernicious economic externalities increasingly robustly generated by our wonderful wealth-producing market dynamo (see Collective Action (and Time Horizon) Problems and Political Market Instruments); in general, a complex dynamical system that is highly organic and self-regulating, but not perfectly so, and without some pretty sophisticated centralized management is doomed to frequent and devastating collapse.

(This is why, by the way, every single modern developed nation, without exception, has a large administrative infrastructure, and had in place a large administrative infrastructure prior to participating in the post-WII explosion in the production of wealth. The characteristic that Libertarians insist is antithetical to the production of wealth is one of the characteristics universally present in all nations that have been most successful in producing wealth.)

The tension between our demand for individual liberty and minimal government, on the one hand, and a government adequately large and empowered to confront the real challenges posed by our increasingly complex social institutional landscape on the other, is a healthy tension, just as the tension among the branches of government is a healthy tension. We don’t want one side of any of these forces in tension to predominate absolutely: We want the tension itself to remain intact, largely as it has throughout our history. Through it, we took the genius of the Constitution, and extended it to constraints imposed on state and local as well as federal government, recognizing through our experience with the institution of slavery that tyranny doesn’t have to be vested in the more remote locus of government, and the resistance to it doesn’t always come from the more local locus of government. And through it, we took the genius of the Constitution, and extended it through the lessons of history and the pragmatic demands placed on our national self-governance by the evolution of our technological and social institutional context.

The pragmatic, moderate, flexible, analytical implementation of our ideals that has resulted, protecting the true liberties that we treasure, extending them to those who were excluded, deepening them in many ways for all of us, and allowing, at the same time, for us to act, as a polity, through our agent of collective action (government), in ways that serve our collective interests, is what serves us best, and what we should remain committed to, with ever greater resolve.

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